Deputy Compliance Officer
To see similar active jobs please follow this link: Remote Legal jobs
Building the Future of Crypto
Our Krakenites are a world-class team with crypto conviction, united by our desire to discover and unlock the potential of crypto and blockchain technology.
What makes us different?
Kraken is a mission-focused company rooted in crypto values. As a Krakenite, you’ll join us on our mission to accelerate the global adoption of crypto, so that everyone can achieve financial freedom and inclusion. For over a decade, Kraken’s focus on our mission and crypto ethos has attracted many of the most talented crypto experts in the world.
Before you apply, please read the Kraken Culture page to learn more about our internal culture, values, and mission. We also expect candidates to familiarize themselves with the Kraken app. Learn how to create a Kraken account here.
As a fully remote company, we have Krakenites in 70+ countries who speak over 50 languages. Krakenites are industry pioneers who develop premium crypto products for experienced traders, institutions, and newcomers to the space. Kraken is committed to industry-leading security, crypto education, and world-class client support through our products like Kraken Pro, Kraken NFT, and Kraken Futures.
Become a Krakenite and build the future of crypto!
Proof of work
The team
As the Deputy Compliance Officer, you will be responsible for Crypto Facilities (Kraken MTF) compliance with all applicable Functional Requirements in order for us to successfully meet regulated Investment Firm, MTF and CASS regulatory obligations. You will build and manage a small team to ensure that Crypto Facilities maintains good regulatory standing with the Financial Conduct Authority (FCA)
The ideal candidate should have experience working in a financial brokerage or exchange trading environment, with a deep understanding of requirements applicable to activities under MiFID, MiFIR, MAR, SMCR, CASS and UK crypto asset regulatory frameworks, and be well-versed in ongoing regulatory and policy discussions in the UK with respect to crypto assets.
The opportunity
Be responsible for the ongoing compliance of the firm with all applicable regulatory requirements for operating a Multilateral Trading Facility (MTF) and regulated Investment Firm
Be responsible for all regulatory and compliance matters associated with our activities under the Financial Conduct Authority’s (“FCA”) Client Assets Sourcebook (“CASS”) and, in turn, for the establishment and adequate functioning of appropriate policies and procedures
Assisting the business in interpreting and responding to new regulatory proposals and emerging regulatory risks. Working with the business to achieve objectives in light of regulatory developments, including providing regular briefings on the impact of these developments to the Management team
Demonstrate an in-depth understanding of operational risks (including technology security risk, operational resilience and business continuity), conduct risks and prudential risks in order to build an effective risk monitoring program
Be the stakeholder of the New Products and Initiatives Approval Process (PROD) focusing on strategic growth and in line with the regulatory business plan of the Firm
Instigating projects or initiatives which close regulatory gaps and manage actions to address issues in line with dates agreed with FCA Management reporting and analysis
Playing a critical role in supporting the ongoing product development / delivery activity as 2LOD to ensure regulatory compliance is woven into plans at an early stage. Providing direction on the implementation and embedding of relevant compliance policy and standards
Skills you should HODL
8+ years in a previous finance, product control or CASS Oversight position at an FCA regulated financial institution
Experience within trading venue or investment firm financial operations at an FCA regulated firm
Strong Derivative Product experience across MiFID II
Comprehensive knowledge of the UK regulatory environment, developments, and licensing requirements - particularly Safeguarding and/or CASS
Familiarity with anti-money laundering and know-your-customer best practices in UK & EU markets
Skilled in collaborating with stakeholders at all levels across technical and non-technical groups
Ability to lead in a fast growing company environment with focused and hardworking individuals
Strong preference for prior regulated crypto services experience
#LI-PE1 #LI-Remote
This job is accepting ongoing applications and there is no application deadline.
Please note, applicants are permitted to redact or remove information on their resume that identifies age, date of birth, or dates of attendance at or graduation from an educational institution.
We consider qualified applicants with criminal histories for employment on our team, assessing candidates in a manner consistent with the requirements of the San Francisco Fair Chance Ordinance.
Kraken is powered by people from around the world and we celebrate all Krakenites for their diverse talents, backgrounds, contributions and unique perspectives. We hire strictly based on merit, meaning we seek out the candidates with the right abilities, knowledge, and skills considered the most suitable for the job. We encourage you to apply for roles where you don't fully meet the listed requirements, especially if you're passionate or knowledgable about crypto!
As an equal opportunity employer, we don’t tolerate discrimination or harassment of any kind. Whether that’s based on race, ethnicity, age, gender identity, citizenship, religion, sexual orientation, disability, pregnancy, veteran status or any other protected characteristic as outlined by federal, state or local laws.
Stay in the know
Deputy Compliance Officer
To see similar active jobs please follow this link: Remote Legal jobs
Building the Future of Crypto
Our Krakenites are a world-class team with crypto conviction, united by our desire to discover and unlock the potential of crypto and blockchain technology.
What makes us different?
Kraken is a mission-focused company rooted in crypto values. As a Krakenite, you’ll join us on our mission to accelerate the global adoption of crypto, so that everyone can achieve financial freedom and inclusion. For over a decade, Kraken’s focus on our mission and crypto ethos has attracted many of the most talented crypto experts in the world.
Before you apply, please read the Kraken Culture page to learn more about our internal culture, values, and mission. We also expect candidates to familiarize themselves with the Kraken app. Learn how to create a Kraken account here.
As a fully remote company, we have Krakenites in 70+ countries who speak over 50 languages. Krakenites are industry pioneers who develop premium crypto products for experienced traders, institutions, and newcomers to the space. Kraken is committed to industry-leading security, crypto education, and world-class client support through our products like Kraken Pro, Kraken NFT, and Kraken Futures.
Become a Krakenite and build the future of crypto!
Proof of work
The team
As the Deputy Compliance Officer, you will be responsible for Crypto Facilities (Kraken MTF) compliance with all applicable Functional Requirements in order for us to successfully meet regulated Investment Firm, MTF and CASS regulatory obligations. You will build and manage a small team to ensure that Crypto Facilities maintains good regulatory standing with the Financial Conduct Authority (FCA)
The ideal candidate should have experience working in a financial brokerage or exchange trading environment, with a deep understanding of requirements applicable to activities under MiFID, MiFIR, MAR, SMCR, CASS and UK crypto asset regulatory frameworks, and be well-versed in ongoing regulatory and policy discussions in the UK with respect to crypto assets.
The opportunity
Be responsible for the ongoing compliance of the firm with all applicable regulatory requirements for operating a Multilateral Trading Facility (MTF) and regulated Investment Firm
Be responsible for all regulatory and compliance matters associated with our activities under the Financial Conduct Authority’s (“FCA”) Client Assets Sourcebook (“CASS”) and, in turn, for the establishment and adequate functioning of appropriate policies and procedures
Assisting the business in interpreting and responding to new regulatory proposals and emerging regulatory risks. Working with the business to achieve objectives in light of regulatory developments, including providing regular briefings on the impact of these developments to the Management team
Demonstrate an in-depth understanding of operational risks (including technology security risk, operational resilience and business continuity), conduct risks and prudential risks in order to build an effective risk monitoring program
Be the stakeholder of the New Products and Initiatives Approval Process (PROD) focusing on strategic growth and in line with the regulatory business plan of the Firm
Instigating projects or initiatives which close regulatory gaps and manage actions to address issues in line with dates agreed with FCA Management reporting and analysis
Playing a critical role in supporting the ongoing product development / delivery activity as 2LOD to ensure regulatory compliance is woven into plans at an early stage. Providing direction on the implementation and embedding of relevant compliance policy and standards
Skills you should HODL
8+ years in a previous finance, product control or CASS Oversight position at an FCA regulated financial institution
Experience within trading venue or investment firm financial operations at an FCA regulated firm
Strong Derivative Product experience across MiFID II
Comprehensive knowledge of the UK regulatory environment, developments, and licensing requirements - particularly Safeguarding and/or CASS
Familiarity with anti-money laundering and know-your-customer best practices in UK & EU markets
Skilled in collaborating with stakeholders at all levels across technical and non-technical groups
Ability to lead in a fast growing company environment with focused and hardworking individuals
Strong preference for prior regulated crypto services experience
#LI-PE1 #LI-Remote
This job is accepting ongoing applications and there is no application deadline.
Please note, applicants are permitted to redact or remove information on their resume that identifies age, date of birth, or dates of attendance at or graduation from an educational institution.
We consider qualified applicants with criminal histories for employment on our team, assessing candidates in a manner consistent with the requirements of the San Francisco Fair Chance Ordinance.
Kraken is powered by people from around the world and we celebrate all Krakenites for their diverse talents, backgrounds, contributions and unique perspectives. We hire strictly based on merit, meaning we seek out the candidates with the right abilities, knowledge, and skills considered the most suitable for the job. We encourage you to apply for roles where you don't fully meet the listed requirements, especially if you're passionate or knowledgable about crypto!
As an equal opportunity employer, we don’t tolerate discrimination or harassment of any kind. Whether that’s based on race, ethnicity, age, gender identity, citizenship, religion, sexual orientation, disability, pregnancy, veteran status or any other protected characteristic as outlined by federal, state or local laws.
Stay in the know